Disclosures
UnderDog Wealth Management, LLC
UnderDog Wealth Management, LLC (“UnderDog”) is a Registered Investment Adviser registered with the State of Minnesota. Registration as an investment adviser does not imply a certain level of skill or training.
The information contained on this website is provided for informational and educational purposes only and should not be construed as personalized investment, legal, tax, or accounting advice. You should consult with qualified professionals regarding your individual situation before making any financial decisions.
Use of this website, including contacting the Firm through this website, does not create an investment advisory relationship between you and UnderDog Wealth Management, LLC.
UnderDog Wealth Management, LLC only transacts business in states where it is properly registered or excluded or exempted from registration requirements. Advisory services are only offered to clients or prospective clients where UnderDog and its representatives are properly licensed or exempt from licensure.
Investing involves risk, including the possible loss of principal. Past performance is not indicative of future results. No investment strategy can guarantee a profit or protect against loss in periods of declining markets.
Any references to market performance, investment strategies, economic conditions, or financial planning concepts are general in nature and may not be appropriate for all investors. All investments involve varying degrees of risk and there can be no assurance that any specific investment or strategy will be suitable or profitable.
Certain associated persons of UnderDog Wealth Management, LLC may also be separately licensed insurance agents and may receive commissions or other compensation from the sale of insurance products. This creates a conflict of interest. Clients are under no obligation to purchase insurance products through affiliated individuals.
UnderDog Wealth Management, LLC may publish content on third-party social media platforms including, but not limited to, LinkedIn, Facebook, Instagram, X (Twitter), YouTube, podcasts, blogs, or other online platforms. Content posted on social media is intended solely for informational and educational purposes and should not be construed as investment advice, an offer to sell, or a solicitation to buy any security or investment product.
Comments, “likes,” follows, shares, testimonials, endorsements, or interactions by third parties should not be construed as a recommendation of the Firm or as an indication of any client’s experience or satisfaction. Testimonials and endorsements may not be representative of the experience of all clients and are not a guarantee of future performance or success. No compensation was provided for testimonials or endorsements unless specifically disclosed otherwise.
Any rankings, awards, or recognitions referenced by the Firm are based upon criteria established by independent third parties and may not be representative of any one client’s experience. Rankings and recognitions are not indicative of future performance or success. Compensation may have been paid in connection with obtaining or using certain rankings or awards where disclosed.
The Firm is not responsible for content posted by third parties on social media platforms or linked websites. Links to third-party websites are provided solely as a convenience. UnderDog Wealth Management, LLC does not endorse, control, or guarantee the accuracy or completeness of information contained on third-party websites.
Electronic communications sent through this website or through email may not be secure. Please do not send confidential or sensitive information through this website or via unsecured electronic communication methods.
UnderDog Wealth Management, LLC maintains policies and procedures reasonably designed to safeguard client information and maintain cybersecurity protections; however, no system can be guaranteed to be completely secure from cyber threats or unauthorized access.
As a fiduciary, UnderDog Wealth Management, LLC has a duty to act in the best interests of its clients.
A copy of UnderDog Wealth Management, LLC’s current Form ADV Part 2A disclosure brochure is available upon request and is also available at www.adviserinfo.sec.gov.
Privacy Notice
UnderDog Wealth Management, LLC is committed to maintaining the confidentiality, integrity, and security of personal information entrusted to us. The Firm collects nonpublic personal information about clients from applications, account forms, transactions, and other communications.
The Firm does not disclose nonpublic personal information to nonaffiliated third parties except as permitted or required by law or as necessary to service client accounts.
The Firm restricts access to client information to employees and service providers who require access to perform their duties and maintains physical, electronic, and procedural safeguards designed to protect client information.
Terms of Use
By accessing this website, you acknowledge and agree that the content is provided for informational purposes only and that your use of the website is subject to applicable laws and regulations. UnderDog Wealth Management, LLC reserves the right to modify website content and disclosures at any time without notice.
The Firm makes no warranties regarding the accuracy, completeness, or timeliness of website content and disclaims liability for any reliance placed upon such information.
Social Media Policy Disclosure
UnderDog Wealth Management, LLC may monitor and retain communications conducted through Firm-approved social media channels in accordance with applicable securities laws and recordkeeping requirements.
Associated persons of the Firm are prohibited from making misleading statements, promissory statements, or guarantees regarding investment performance on social media or other advertising platforms.
The Firm may remove comments or interactions that are deemed misleading, inappropriate, spam-related, fraudulent, offensive, or otherwise inconsistent with regulatory obligations.